# Nuthira Neal

> Nuthira Neal is a fee-only financial advisor at NNInvestmentAdvisory in Santa Barbara, California. Nuthira focuses on retirement planning. NNInvestmentAdvisory reports charging a percentage of assets, hourly fees and fixed fees on its Form ADV.

Page: https://find.wellspent.co/advisors/nuthira-neal/
Built from SEC adviser records and the firm's website; last checked October 30, 2026.

## Facts

- **Firm:** NNInvestmentAdvisory
- **Based in:** Santa Barbara, California
- **Fee model (firm's Form ADV):** Percentage of assets; Hourly; Fixed fees
- **Assets under management (firm):** $7.4M across 64 accounts
- **Specialties:** Retirement planning
- **CRD:** 7119728 (https://adviserinfo.sec.gov/individual/summary/7119728)
- **SEC registration:** Investment adviser representative in CA, TX
- **Exams passed:** Series 66 (2019)
- **Firm size:** 1 employee
- **Disclosures:** None reported
- **Website:** https://www.nninvestmentadvisory.com

## Frequently asked questions

### Is Nuthira Neal a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: Nuthira holds no broker registration, and NNInvestmentAdvisory reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does Nuthira charge for financial advice?

Nuthira's firm, NNInvestmentAdvisory, reports charging a percentage of assets, hourly fees and fixed fees on its SEC Form ADV.

### Where is Nuthira Neal based?

Nuthira Neal is based in Santa Barbara, California.

### What does Nuthira specialize in?

Nuthira's specialties include retirement planning.

### Is Nuthira Neal registered with the SEC?

Yes. Nuthira Neal is registered as an investment adviser representative in CA and TX (CRD 7119728), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does NNInvestmentAdvisory manage?

NNInvestmentAdvisory reports $7.4M across 64 accounts in assets under management.

### How do I contact Nuthira Neal?

Through Nuthira's website, www.nninvestmentadvisory.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/7119728): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026
- The firm's website (https://www.nninvestmentadvisory.com/): specialties, clients served, and fees, checked October 30, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.