# Nicole Allen

> Nicole Allen is a fee-only financial advisor at Monarch Wealth Strategies in Santa Barbara, California. Monarch Wealth Strategies reports charging a percentage of assets and hourly fees on its Form ADV.

Page: https://find.wellspent.co/advisors/nicole-allen/
Built from SEC adviser records; last checked October 30, 2026.

## Facts

- **Firm:** Monarch Wealth Strategies
- **Based in:** Santa Barbara, California
- **Fee model (firm's Form ADV):** Percentage of assets; Hourly
- **Assets under management (firm):** $463.5M across 956 accounts
- **CRD:** 7127630 (https://adviserinfo.sec.gov/individual/summary/7127630)
- **SEC registration:** Investment adviser representative in CA
- **Exams passed:** Series 65 (2022)
- **Firm size:** 7 employees
- **Disclosures:** None reported

## Frequently asked questions

### Is Nicole Allen a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: Nicole holds no broker registration, and Monarch Wealth Strategies reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does Nicole charge for financial advice?

Nicole's firm, Monarch Wealth Strategies, reports charging a percentage of assets and hourly fees on its SEC Form ADV.

### Where is Nicole Allen based?

Nicole Allen is based in Santa Barbara, California.

### Is Nicole Allen registered with the SEC?

Yes. Nicole Allen is registered as an investment adviser representative in CA (CRD 7127630), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does Monarch Wealth Strategies manage?

Monarch Wealth Strategies reports $463.5M across 956 accounts in assets under management.

### How do I contact Nicole Allen?

Contact details aren't on file yet. Search for Monarch Wealth Strategies.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/7127630): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.