# Nicklaus Mattingly

> Nicklaus Mattingly is a fee-only financial advisor at Heritage Investment Group in Tampa, Florida, who holds the CFP credential. Nicklaus charges a percentage of assets and focuses on retirement planning and estate & legacy planning.

Page: https://find.wellspent.co/advisors/nicklaus-mattingly/
Built from SEC adviser records and the firm's website; last checked October 30, 2026.

## Facts

- **Firm:** Heritage Investment Group
- **Based in:** Tampa, Florida
- **Fee model:** Percentage of assets
- **Assets under management (firm):** $2.23B across 2,239 accounts
- **Credentials:** CFP
- **Specialties:** Retirement planning, Estate & legacy planning
- **CRD:** 5940782 (https://adviserinfo.sec.gov/individual/summary/5940782)
- **SEC registration:** Investment adviser representative in FL
- **Exams passed:** Series 65 (2011)
- **Firm size:** 21 employees
- **Disclosures:** None reported
- **Website:** https://www.heritageinvestment.com

## Frequently asked questions

### Is Nicklaus Mattingly a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: Nicklaus holds no broker registration, and Heritage Investment Group reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does Nicklaus charge for financial advice?

Nicklaus charges a percentage of assets.

### Where is Nicklaus Mattingly based?

Nicklaus Mattingly is based in Tampa, Florida.

### What does Nicklaus specialize in?

Nicklaus's specialties include retirement planning and estate & legacy planning.

### What credentials does Nicklaus Mattingly hold?

Nicklaus Mattingly holds the CFP credential.

### Is Nicklaus Mattingly registered with the SEC?

Yes. Nicklaus Mattingly is registered as an investment adviser representative in FL (CRD 5940782), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does Heritage Investment Group manage?

Heritage Investment Group reports $2.23B across 2,239 accounts in assets under management.

### How do I contact Nicklaus Mattingly?

Through Nicklaus's website, www.heritageinvestment.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/5940782): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026
- The firm's website (https://heritageinvestment.com/): specialties, clients served, and fees, checked October 30, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.