# Nicholas Wolverton

> Nicholas Wolverton is a fee-only financial advisor at Peak Financial Management in Broomfield, Colorado, who holds the CFP credential. Nicholas focuses on retirement planning, estate & legacy planning and tax planning. Peak Financial Management reports charging a percentage of assets, hourly fees and fixed fees on its Form ADV.

Page: https://find.wellspent.co/advisors/nicholas-wolverton/
Built from SEC adviser records and the firm's website; last checked October 30, 2026.

## Facts

- **Firm:** Peak Financial Management
- **Based in:** Broomfield, Colorado
- **Fee model (firm's Form ADV):** Percentage of assets; Hourly; Fixed fees
- **Fees (firm's website):** typically works with clients with $1,000,000 or more
- **Accepting new clients:** Yes (firm's website)
- **Assets under management (firm):** $109.4M across 156 accounts
- **Credentials:** CFP
- **Specialties:** Retirement planning, Estate & legacy planning, Tax planning, Sustainable & impact investing
- **Works with:** Pre-retirees, Retirees, Founders, Executives
- **CRD:** 6547199 (https://adviserinfo.sec.gov/individual/summary/6547199)
- **SEC registration:** Investment adviser representative in CO, TX
- **Exams passed:** Series 65 (2015)
- **Firm size:** 4 employees
- **Disclosures:** None reported
- **Website:** http://www.peakfinancialmanagement.com

## Frequently asked questions

### Is Nicholas Wolverton a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: Nicholas holds no broker registration, and Peak Financial Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does Nicholas charge for financial advice?

Nicholas's firm, Peak Financial Management, reports charging a percentage of assets, hourly fees and fixed fees on its SEC Form ADV.

### How much does Nicholas charge?

According to Peak Financial Management's website, checked October 30, 2026: typically works with clients with $1,000,000 or more.

### Where is Nicholas Wolverton based?

Nicholas Wolverton is based in Broomfield, Colorado.

### What does Nicholas specialize in?

Nicholas's specialties include retirement planning, estate & legacy planning, tax planning and sustainable & impact investing. Nicholas works with pre-retirees, retirees, founders and executives.

### What credentials does Nicholas Wolverton hold?

Nicholas Wolverton holds the CFP credential.

### Is Nicholas Wolverton registered with the SEC?

Yes. Nicholas Wolverton is registered as an investment adviser representative in CO and TX (CRD 6547199), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does Peak Financial Management manage?

Peak Financial Management reports $109.4M across 156 accounts in assets under management.

### How do I contact Nicholas Wolverton?

Through Nicholas's website, www.peakfinancialmanagement.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/6547199): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026
- The firm's website (https://www.peakfinancialmanagement.com/): specialties, clients served, and fees, checked October 30, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.