# Nicholas Raffin

> Nicholas Raffin is a fee-only financial advisor at The Raffin Group in Los Altos Hills, California. The Raffin Group reports charging a percentage of assets and hourly fees on its Form ADV.

Page: https://find.wellspent.co/advisors/nicholas-raffin/
Built from SEC adviser records; last checked October 30, 2026.

## Facts

- **Firm:** The Raffin Group
- **Based in:** Los Altos Hills, California
- **Fee model (firm's Form ADV):** Percentage of assets; Hourly
- **Assets under management (firm):** $31.3M across 195 accounts
- **CRD:** 6430877 (https://adviserinfo.sec.gov/individual/summary/6430877)
- **SEC registration:** Investment adviser representative in CA, DE, FL, NY, TX
- **Exams passed:** Series 63 (2015), Series 65 (2016)
- **Firm size:** 1 employee
- **Disclosures:** None reported

## Frequently asked questions

### Is Nicholas Raffin a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: Nicholas holds no broker registration, and The Raffin Group reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does Nicholas charge for financial advice?

Nicholas's firm, The Raffin Group, reports charging a percentage of assets and hourly fees on its SEC Form ADV.

### Where is Nicholas Raffin based?

Nicholas Raffin is based in Los Altos Hills, California.

### Is Nicholas Raffin registered with the SEC?

Yes. Nicholas Raffin is registered as an investment adviser representative in CA, DE, FL, NY and TX (CRD 6430877), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does The Raffin Group manage?

The Raffin Group reports $31.3M across 195 accounts in assets under management.

### How do I contact Nicholas Raffin?

Contact details aren't on file yet. Search for The Raffin Group.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/6430877): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.