# Nicholas Hartley

> Nicholas Hartley is a fee-only financial advisor at Windward Private Wealth Management in Overland Park, Kansas, who holds the CFP credential. Nicholas focuses on estate & legacy planning and family wealth transfer. Windward Private Wealth Management reports charging a percentage of assets and fixed fees on its Form ADV.

Page: https://find.wellspent.co/advisors/nicholas-hartley/
Built from SEC adviser records and the firm's website; last checked October 30, 2026.

## Facts

- **Firm:** Windward Private Wealth Management
- **Based in:** Overland Park, Kansas
- **Fee model (firm's Form ADV):** Percentage of assets; Fixed fees
- **Accepting new clients:** Yes (firm's website)
- **Assets under management (firm):** $309.6M across 949 accounts
- **Credentials:** CFP
- **Specialties:** Estate & legacy planning, Family wealth transfer
- **CRD:** 7490223 (https://adviserinfo.sec.gov/individual/summary/7490223)
- **SEC registration:** Investment adviser representative in KS, MO, TX
- **Exams passed:** Series 65 (2021)
- **Firm size:** 9 employees
- **Disclosures:** Reported; see the SEC record
- **Website:** http://www.windwardfp.com

## Frequently asked questions

### Is Nicholas Hartley a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: Nicholas holds no broker registration, and Windward Private Wealth Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does Nicholas charge for financial advice?

Nicholas's firm, Windward Private Wealth Management, reports charging a percentage of assets and fixed fees on its SEC Form ADV.

### Where is Nicholas Hartley based?

Nicholas Hartley is based in Overland Park, Kansas.

### What does Nicholas specialize in?

Nicholas's specialties include estate & legacy planning and family wealth transfer.

### What credentials does Nicholas Hartley hold?

Nicholas Hartley holds the CFP credential.

### Is Nicholas Hartley registered with the SEC?

Yes. Nicholas Hartley is registered as an investment adviser representative in KS, MO and TX (CRD 7490223), per SEC Investment Adviser Public Disclosure data as of October 29, 2026. The record lists disclosures; see the SEC record for details.

### How much does Windward Private Wealth Management manage?

Windward Private Wealth Management reports $309.6M across 949 accounts in assets under management.

### How do I contact Nicholas Hartley?

Through Nicholas's website, www.windwardfp.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/7490223): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026
- The firm's website (https://www.windwardfp.com/): specialties, clients served, and fees, checked October 30, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.