# Nicholas Faulkner

> Nicholas Faulkner is a fee-only financial advisor at Testament Wealth Management in Cary, North Carolina, who holds the CFP credential. Nicholas charges a percentage of assets and a flat fee or retainer and focuses on tax planning, retirement planning and estate & legacy planning.

Page: https://find.wellspent.co/advisors/nicholas-faulkner/
Built from public directory listings; last checked April 21, 2026.

## Facts

- **Firm:** Testament Wealth Management
- **Based in:** Cary, North Carolina
- **Fee model:** Percentage of assets; Flat fee or retainer
- **Credentials:** CFP
- **Specialties:** Tax planning, Retirement planning, Estate & legacy planning, Equity compensation, Small business owners
- **Works with:** Founders, Pre-retirees, Retirees, Tech employees
- **CRD:** 6908869 (https://adviserinfo.sec.gov/individual/summary/6908869)
- **SEC registration:** Investment adviser representative in NC
- **Exams passed:** Series 65 (2019), Series 63 (2022)
- **Firm size:** 1 employee
- **Disclosures:** None reported
- **Website:** https://testamentwealth.com

## Frequently asked questions

### Is Nicholas Faulkner a fee-only financial advisor?

Yes. Nicholas Faulkner is listed in the NAPFA directory (NAPFA admits only fee-only advisors). SEC records as of October 27, 2026 show no broker registration and no commission compensation reported by Nicholas's firm.

### How does Nicholas charge for financial advice?

Nicholas charges a percentage of assets and a flat fee or retainer.

### Where is Nicholas Faulkner based?

Nicholas Faulkner is based in Cary, North Carolina.

### What does Nicholas specialize in?

Nicholas's specialties include tax planning, retirement planning, estate & legacy planning, equity compensation and small business owners. Nicholas works with founders, pre-retirees, retirees and tech employees.

### What credentials does Nicholas Faulkner hold?

Nicholas Faulkner holds the CFP credential.

### Is Nicholas Faulkner registered with the SEC?

Yes. Nicholas Faulkner is registered as an investment adviser representative in NC (CRD 6908869), per SEC Investment Adviser Public Disclosure data as of October 27, 2026.

### How do I contact Nicholas Faulkner?

Through Nicholas's website, testamentwealth.com.

## Sources

- NAPFA directory listing (https://www.napfa.org/find-an-advisor/firm/56411): NAPFA admits only fee-only advisors
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 27, 2026
- The firm's website (https://www.testamentwealth.com/): specialties, clients served, and fees, checked October 28, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.