# Neale Ellis

> Neale Ellis is a fee-only financial advisor at Fidelis Capital in Dallas, Texas, who holds the CFA credential. Neale focuses on tax planning, small business owners and founders (pre-exit). Fidelis Capital reports charging a percentage of assets and fixed fees on its Form ADV.

Page: https://find.wellspent.co/advisors/neale-ellis/
Built from SEC adviser records and the firm's website; last checked October 30, 2026.

## Facts

- **Firm:** Fidelis Capital
- **Based in:** Dallas, Texas
- **Fee model (firm's Form ADV):** Percentage of assets; Fixed fees
- **Assets under management (firm):** $2.28B across 1,228 accounts
- **Credentials:** CFA
- **Specialties:** Tax planning, Small business owners, Founders (pre-exit), Family wealth transfer
- **Works with:** Founders, Executives, Ultra high net worth, Multi-generational families
- **CRD:** 4262942 (https://adviserinfo.sec.gov/individual/summary/4262942)
- **SEC registration:** Investment adviser representative in TX
- **Exams passed:** Series 66 (2000)
- **Firm size:** 22 employees
- **Disclosures:** None reported
- **Website:** http://www.fideliscapital.com/

## Frequently asked questions

### Is Neale Ellis a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: Neale holds no broker registration, and Fidelis Capital reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does Neale charge for financial advice?

Neale's firm, Fidelis Capital, reports charging a percentage of assets and fixed fees on its SEC Form ADV.

### Where is Neale Ellis based?

Neale Ellis is based in Dallas, Texas.

### What does Neale specialize in?

Neale's specialties include tax planning, small business owners, founders (pre-exit) and family wealth transfer. Neale works with founders, executives, ultra high net worth and multi-generational families.

### What credentials does Neale Ellis hold?

Neale Ellis holds the CFA credential.

### Is Neale Ellis registered with the SEC?

Yes. Neale Ellis is registered as an investment adviser representative in TX (CRD 4262942), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does Fidelis Capital manage?

Fidelis Capital reports $2.28B across 1,228 accounts in assets under management.

### How do I contact Neale Ellis?

Through Neale's website, www.fideliscapital.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/4262942): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026
- The firm's website (https://www.fideliscapital.com/): specialties, clients served, and fees, checked October 30, 2026

---

Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.