# Naveen Sharma

> Naveen Sharma is a fee-only financial advisor at Nicollet Investment Management in Minneapolis, Minnesota, who holds the CFP credential. Naveen charges a percentage of assets and focuses on estate & legacy planning and founders (pre-exit).

Page: https://find.wellspent.co/advisors/naveen-sharma/
Built from SEC adviser records and the firm's website; last checked October 30, 2026.

## Facts

- **Firm:** Nicollet Investment Management
- **Based in:** Minneapolis, Minnesota
- **Fee model:** Percentage of assets
- **Assets under management (firm):** $557.4M across 860 accounts
- **Credentials:** CFP
- **Specialties:** Estate & legacy planning, Founders (pre-exit)
- **Works with:** Retirees, Multi-generational families, Executives, Founders, Ultra high net worth
- **CRD:** 2144056 (https://adviserinfo.sec.gov/individual/summary/2144056)
- **SEC registration:** Investment adviser representative in MN, TX
- **Exams passed:** Series 63 (1992), Series 65 (1999), Series 66 (2006)
- **Firm size:** 9 employees
- **Disclosures:** None reported
- **Website:** http://nicolletinvest.com

## Frequently asked questions

### Is Naveen Sharma a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: Naveen holds no broker registration, and Nicollet Investment Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does Naveen charge for financial advice?

Naveen charges a percentage of assets.

### Where is Naveen Sharma based?

Naveen Sharma is based in Minneapolis, Minnesota.

### What does Naveen specialize in?

Naveen's specialties include estate & legacy planning and founders (pre-exit). Naveen works with retirees, multi-generational families, executives, founders and ultra high net worth.

### What credentials does Naveen Sharma hold?

Naveen Sharma holds the CFP credential.

### Is Naveen Sharma registered with the SEC?

Yes. Naveen Sharma is registered as an investment adviser representative in MN and TX (CRD 2144056), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does Nicollet Investment Management manage?

Nicollet Investment Management reports $557.4M across 860 accounts in assets under management.

### How do I contact Naveen Sharma?

Through Naveen's website, nicolletinvest.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/2144056): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026
- The firm's website (https://www.nicolletinvest.com/): specialties, clients served, and fees, checked October 30, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.