# Matthew Penkert

> Matthew Penkert is a fee-only financial advisor at Pro Tax in Mesa, Arizona, who holds the CFP credential. Matthew charges a percentage of assets (1.5% a year on the first tier of assets managed) and focuses on small business owners.

Page: https://find.wellspent.co/advisors/matthew-penkert/
Built from SEC adviser records and the firm's website; last checked October 30, 2026.

## Facts

- **Firm:** Pro Tax
- **Based in:** Mesa, Arizona
- **Fee model:** Percentage of assets
- **Fees (firm's website):** 1.5% a year on the first tier of assets managed
- **Assets under management (firm):** $15M across 110 accounts
- **Credentials:** CFP
- **Specialties:** Small business owners
- **CRD:** 2938717 (https://adviserinfo.sec.gov/individual/summary/2938717)
- **SEC registration:** Investment adviser representative in AZ
- **Exams passed:** Series 63 (1997), Series 66 (2002)
- **Firm size:** 7 employees
- **Disclosures:** None reported
- **Website:** https://www.protax1040.com/

## Frequently asked questions

### Is Matthew Penkert a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: Matthew holds no broker registration, and Pro Tax reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does Matthew charge for financial advice?

Matthew charges a percentage of assets.

### How much does Matthew charge?

According to Pro Tax's website, checked October 30, 2026: 1.5% a year on the first tier of assets managed.

### Where is Matthew Penkert based?

Matthew Penkert is based in Mesa, Arizona.

### What does Matthew specialize in?

Matthew's specialties include small business owners.

### What credentials does Matthew Penkert hold?

Matthew Penkert holds the CFP credential.

### Is Matthew Penkert registered with the SEC?

Yes. Matthew Penkert is registered as an investment adviser representative in AZ (CRD 2938717), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does Pro Tax manage?

Pro Tax reports $15M across 110 accounts in assets under management.

### How do I contact Matthew Penkert?

Through Matthew's website, www.protax1040.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/2938717): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026
- The firm's website (https://www.protax1040.com/): specialties, clients served, and fees, checked October 30, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.