# Mark Tracy

> Mark Tracy is a fee-only financial advisor at KM Capital Management in Austin, Texas, who holds the CFP credential. Mark focuses on retirement planning, estate & legacy planning and tax planning. KM Capital Management reports charging a percentage of assets, fixed fees and performance-based fees on its Form ADV.

Page: https://find.wellspent.co/advisors/mark-tracy/
Built from SEC adviser records and the firm's website; last checked October 30, 2026.

## Facts

- **Firm:** KM Capital Management
- **Based in:** Austin, Texas
- **Fee model (firm's Form ADV):** Percentage of assets; Fixed fees; Performance-based fees
- **Assets under management (firm):** $374.4M across 42 accounts
- **Credentials:** CFP
- **Specialties:** Retirement planning, Estate & legacy planning, Tax planning
- **Works with:** High earners
- **CRD:** 6288468 (https://adviserinfo.sec.gov/individual/summary/6288468)
- **SEC registration:** Investment adviser representative in TX
- **Firm size:** 9 employees
- **Disclosures:** None reported
- **Website:** http://www.kmcapitalmgt.com

## Frequently asked questions

### Is Mark Tracy a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: Mark holds no broker registration, and KM Capital Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does Mark charge for financial advice?

Mark's firm, KM Capital Management, reports charging a percentage of assets, fixed fees and performance-based fees on its SEC Form ADV.

### Where is Mark Tracy based?

Mark Tracy is based in Austin, Texas.

### What does Mark specialize in?

Mark's specialties include retirement planning, estate & legacy planning and tax planning. Mark works with high earners.

### What credentials does Mark Tracy hold?

Mark Tracy holds the CFP credential.

### Is Mark Tracy registered with the SEC?

Yes. Mark Tracy is registered as an investment adviser representative in TX (CRD 6288468), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does KM Capital Management manage?

KM Capital Management reports $374.4M across 42 accounts in assets under management.

### How do I contact Mark Tracy?

Through Mark's website, www.kmcapitalmgt.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/6288468): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026
- The firm's website (http://www.kmcapitalmgt.com/): specialties, clients served, and fees, checked October 30, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.