# Mark Thompson

> Mark Thompson is a fee-only financial advisor at Laurel Wealth Advisors in Charlotte, North Carolina, who holds the CFA credential. Laurel Wealth Advisors reports charging a percentage of assets, hourly fees and fixed fees on its Form ADV.

Page: https://find.wellspent.co/advisors/mark-thompson/
Built from SEC adviser records; last checked October 30, 2026.

## Facts

- **Firm:** Laurel Wealth Advisors
- **Based in:** Charlotte, North Carolina
- **Fee model (firm's Form ADV):** Percentage of assets; Hourly; Fixed fees
- **Assets under management (firm):** $1.11B across 1,429 accounts
- **Credentials:** CFA
- **CRD:** 2928571 (https://adviserinfo.sec.gov/individual/summary/2928571)
- **SEC registration:** Investment adviser representative in LA, NC, TX
- **Exams passed:** Series 63 (1998), Series 65 (2000)
- **Firm size:** 9 employees
- **Disclosures:** None reported

## Frequently asked questions

### Is Mark Thompson a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: Mark holds no broker registration, and Laurel Wealth Advisors reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does Mark charge for financial advice?

Mark's firm, Laurel Wealth Advisors, reports charging a percentage of assets, hourly fees and fixed fees on its SEC Form ADV.

### Where is Mark Thompson based?

Mark Thompson is based in Charlotte, North Carolina.

### What credentials does Mark Thompson hold?

Mark Thompson holds the CFA credential.

### Is Mark Thompson registered with the SEC?

Yes. Mark Thompson is registered as an investment adviser representative in LA, NC and TX (CRD 2928571), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does Laurel Wealth Advisors manage?

Laurel Wealth Advisors reports $1.11B across 1,429 accounts in assets under management.

### How do I contact Mark Thompson?

Contact details aren't on file yet. Search for Laurel Wealth Advisors.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/2928571): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.