# Mark Stern

> Mark Stern is a fee-only financial advisor at Stone Ridge Advisors in Stone Ridge, New York. Stone Ridge Advisors reports charging a percentage of assets and fixed fees on its Form ADV.

Page: https://find.wellspent.co/advisors/mark-stern/
Built from SEC adviser records; last checked October 30, 2026.

## Facts

- **Firm:** Stone Ridge Advisors
- **Based in:** Stone Ridge, New York
- **Fee model (firm's Form ADV):** Percentage of assets; Fixed fees
- **Assets under management (firm):** $36.3M across 26 accounts
- **CRD:** 2382975 (https://adviserinfo.sec.gov/individual/summary/2382975)
- **SEC registration:** Investment adviser representative in CA, NY, TX
- **Exams passed:** Series 63 (1994), Series 65 (1999)
- **Firm size:** 1 employee
- **Disclosures:** Reported; see the SEC record
- **Website:** https://www.stoneridgeadv.com/

## Frequently asked questions

### Is Mark Stern a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: Mark holds no broker registration, and Stone Ridge Advisors reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does Mark charge for financial advice?

Mark's firm, Stone Ridge Advisors, reports charging a percentage of assets and fixed fees on its SEC Form ADV.

### Where is Mark Stern based?

Mark Stern is based in Stone Ridge, New York.

### Is Mark Stern registered with the SEC?

Yes. Mark Stern is registered as an investment adviser representative in CA, NY and TX (CRD 2382975), per SEC Investment Adviser Public Disclosure data as of October 29, 2026. The record lists disclosures; see the SEC record for details.

### How much does Stone Ridge Advisors manage?

Stone Ridge Advisors reports $36.3M across 26 accounts in assets under management.

### How do I contact Mark Stern?

Through Mark's website, www.stoneridgeadv.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/2382975): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.