# Mark Sherman

> Mark Sherman is a fee-only financial advisor at S3 in Minneapolis, Minnesota. Mark charges a percentage of assets.

Page: https://find.wellspent.co/advisors/mark-sherman/
Built from SEC adviser records and the firm's website; last checked October 30, 2026.

## Facts

- **Firm:** S3
- **Based in:** Minneapolis, Minnesota
- **Fee model:** Percentage of assets
- **Accepting new clients:** Yes (firm's website)
- **Assets under management (firm):** $88.8M across 198 accounts
- **CRD:** 2553823 (https://adviserinfo.sec.gov/individual/summary/2553823)
- **SEC registration:** Investment adviser representative in MN
- **Exams passed:** Series 63 (1995), Series 65 (1996)
- **Firm size:** 3 employees
- **Disclosures:** None reported
- **Website:** http://www.s3financial.com

## Frequently asked questions

### Is Mark Sherman a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: Mark holds no broker registration, and S3 reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does Mark charge for financial advice?

Mark charges a percentage of assets.

### Where is Mark Sherman based?

Mark Sherman is based in Minneapolis, Minnesota.

### Is Mark Sherman registered with the SEC?

Yes. Mark Sherman is registered as an investment adviser representative in MN (CRD 2553823), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does S3 manage?

S3 reports $88.8M across 198 accounts in assets under management.

### How do I contact Mark Sherman?

Through Mark's website, www.s3financial.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/2553823): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026
- The firm's website (https://s3financial.com/): specialties, clients served, and fees, checked October 30, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.