# Mark Hines

> Mark Hines is a fee-only financial advisor at Herrick Lake Investments in Naperville, Illinois. Herrick Lake Investments reports charging a percentage of assets on its Form ADV.

Page: https://find.wellspent.co/advisors/mark-hines/
Built from SEC adviser records and the firm's website; last checked October 30, 2026.

## Facts

- **Firm:** Herrick Lake Investments
- **Based in:** Naperville, Illinois
- **Fee model (firm's Form ADV):** Percentage of assets
- **Accepting new clients:** Yes (firm's website)
- **Assets under management (firm):** $6.0M across 31 accounts
- **CRD:** 4765638 (https://adviserinfo.sec.gov/individual/summary/4765638)
- **SEC registration:** Investment adviser representative in IL
- **Exams passed:** Series 63 (2004), Series 65 (2016)
- **Firm size:** 1 employee
- **Disclosures:** None reported
- **Website:** https://herricklake.com

## Frequently asked questions

### Is Mark Hines a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: Mark holds no broker registration, and Herrick Lake Investments reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does Mark charge for financial advice?

Mark's firm, Herrick Lake Investments, reports charging a percentage of assets on its SEC Form ADV.

### Where is Mark Hines based?

Mark Hines is based in Naperville, Illinois.

### Is Mark Hines registered with the SEC?

Yes. Mark Hines is registered as an investment adviser representative in IL (CRD 4765638), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does Herrick Lake Investments manage?

Herrick Lake Investments reports $6.0M across 31 accounts in assets under management.

### How do I contact Mark Hines?

Through Mark's website, herricklake.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/4765638): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026
- The firm's website (https://herricklake.com/): specialties, clients served, and fees, checked October 30, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.