# Mark Frugoni

> Mark Frugoni is a fee-only financial advisor at FOCUS Wealth Advisors in Houston, Texas. Mark focuses on family wealth transfer and founders (pre-exit). FOCUS Wealth Advisors reports charging a percentage of assets on its Form ADV.

Page: https://find.wellspent.co/advisors/mark-frugoni/
Built from SEC adviser records and the firm's website; last checked October 30, 2026.

## Facts

- **Firm:** FOCUS Wealth Advisors
- **Based in:** Houston, Texas
- **Fee model (firm's Form ADV):** Percentage of assets
- **Fees (firm's website):** a $2,000,000 asset minimum
- **Assets under management (firm):** $247.6M across 384 accounts
- **Specialties:** Family wealth transfer, Founders (pre-exit)
- **Works with:** Multi-generational families
- **CRD:** 2219734 (https://adviserinfo.sec.gov/individual/summary/2219734)
- **SEC registration:** Investment adviser representative in TX
- **Exams passed:** Series 63 (1995), Series 65 (1995)
- **Firm size:** 1 employee
- **Disclosures:** None reported
- **Website:** https://focus-wa.com

## Frequently asked questions

### Is Mark Frugoni a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: Mark holds no broker registration, and FOCUS Wealth Advisors reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does Mark charge for financial advice?

Mark's firm, FOCUS Wealth Advisors, reports charging a percentage of assets on its SEC Form ADV.

### How much does Mark charge?

According to FOCUS Wealth Advisors's website, checked October 30, 2026: a $2,000,000 asset minimum.

### Where is Mark Frugoni based?

Mark Frugoni is based in Houston, Texas.

### What does Mark specialize in?

Mark's specialties include family wealth transfer and founders (pre-exit). Mark works with multi-generational families.

### Is Mark Frugoni registered with the SEC?

Yes. Mark Frugoni is registered as an investment adviser representative in TX (CRD 2219734), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does FOCUS Wealth Advisors manage?

FOCUS Wealth Advisors reports $247.6M across 384 accounts in assets under management.

### How do I contact Mark Frugoni?

Through Mark's website, focus-wa.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/2219734): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026
- The firm's website (https://focus-wa.com/): specialties, clients served, and fees, checked October 30, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.