# Mallen Bruggeman

> Mallen Bruggeman is a fee-only financial advisor at Auctus Advisors in Charlotte, North Carolina. Mallen focuses on founders (pre-exit), equity compensation and family wealth transfer. Auctus Advisors reports charging a percentage of assets and fixed fees on its Form ADV.

Page: https://find.wellspent.co/advisors/mallen-bruggeman/
Built from SEC adviser records and the firm's website; last checked October 30, 2026.

## Facts

- **Firm:** Auctus Advisors
- **Based in:** Charlotte, North Carolina
- **Fee model (firm's Form ADV):** Percentage of assets; Fixed fees
- **Assets under management (firm):** $612.9M across 731 accounts
- **Specialties:** Founders (pre-exit), Equity compensation, Family wealth transfer
- **Works with:** Founders, Executives, Ultra high net worth, Multi-generational families
- **CRD:** 6456640 (https://adviserinfo.sec.gov/individual/summary/6456640)
- **SEC registration:** Investment adviser representative in MN, NC, TX
- **Exams passed:** Series 63 (2015), Series 65 (2017)
- **Firm size:** 3 employees
- **Disclosures:** None reported
- **Website:** https://www.auctusadvisors.com

## Frequently asked questions

### Is Mallen Bruggeman a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: Mallen holds no broker registration, and Auctus Advisors reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does Mallen charge for financial advice?

Mallen's firm, Auctus Advisors, reports charging a percentage of assets and fixed fees on its SEC Form ADV.

### Where is Mallen Bruggeman based?

Mallen Bruggeman is based in Charlotte, North Carolina.

### What does Mallen specialize in?

Mallen's specialties include founders (pre-exit), equity compensation and family wealth transfer. Mallen works with founders, executives, ultra high net worth and multi-generational families.

### Is Mallen Bruggeman registered with the SEC?

Yes. Mallen Bruggeman is registered as an investment adviser representative in MN, NC and TX (CRD 6456640), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does Auctus Advisors manage?

Auctus Advisors reports $612.9M across 731 accounts in assets under management.

### How do I contact Mallen Bruggeman?

Through Mallen's website, www.auctusadvisors.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/6456640): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026
- The firm's website (https://auctusadvisors.com/): specialties, clients served, and fees, checked October 30, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.