# Louis Dagen

> Louis Dagen is a fee-only financial advisor at Auspicious Financial Planning in San Ramon, California, who holds the CFP and ChFC credentials. Louis charges a percentage of assets (0.8% a year on the first tier of assets managed and no asset minimum) and focuses on retirement planning, estate & legacy planning and sustainable & impact investing.

Page: https://find.wellspent.co/advisors/louis-dagen/
Built from SEC adviser records and the firm's website; last checked October 30, 2026.

## Facts

- **Firm:** Auspicious Financial Planning
- **Based in:** San Ramon, California
- **Fee model:** Percentage of assets
- **Fees (firm's website):** 0.8% a year on the first tier of assets managed; no asset minimum
- **Works virtually:** Yes (firm's website)
- **Assets under management (firm):** $278.0M across 609 accounts
- **Credentials:** CFP, ChFC
- **Specialties:** Retirement planning, Estate & legacy planning, Sustainable & impact investing
- **CRD:** 2176866 (https://adviserinfo.sec.gov/individual/summary/2176866)
- **SEC registration:** Investment adviser representative in PA, TX
- **Exams passed:** Series 63 (1991), Series 65 (1992)
- **Firm size:** 2 employees
- **Disclosures:** None reported
- **Website:** http://www.auspiciousfinancial.com

## Frequently asked questions

### Is Louis Dagen a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: Louis holds no broker registration, and Auspicious Financial Planning reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does Louis charge for financial advice?

Louis charges a percentage of assets.

### How much does Louis charge?

According to Auspicious Financial Planning's website, checked October 30, 2026: 0.8% a year on the first tier of assets managed; no asset minimum.

### Does Louis work with clients virtually?

Yes. Auspicious Financial Planning says on its website that it works with clients remotely.

### Where is Louis Dagen based?

Louis Dagen is based in San Ramon, California.

### What does Louis specialize in?

Louis's specialties include retirement planning, estate & legacy planning and sustainable & impact investing.

### What credentials does Louis Dagen hold?

Louis Dagen holds the CFP and ChFC credentials.

### Is Louis Dagen registered with the SEC?

Yes. Louis Dagen is registered as an investment adviser representative in PA and TX (CRD 2176866), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does Auspicious Financial Planning manage?

Auspicious Financial Planning reports $278.0M across 609 accounts in assets under management.

### How do I contact Louis Dagen?

Through Louis's website, www.auspiciousfinancial.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/2176866): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026
- The firm's website (https://auspiciousfinancial.com/): specialties, clients served, and fees, checked October 30, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.