# Leslie Mallman

> Leslie Mallman is a fee-only financial advisor at Five Oceans Advisors in Santa Monica, California, who holds the CFP credential. Five Oceans Advisors reports charging a percentage of assets and fixed fees on its Form ADV.

Page: https://find.wellspent.co/advisors/leslie-mallman/
Built from SEC adviser records; last checked October 30, 2026.

## Facts

- **Firm:** Five Oceans Advisors
- **Based in:** Santa Monica, California
- **Fee model (firm's Form ADV):** Percentage of assets; Fixed fees
- **Assets under management (firm):** $456.2M across 564 accounts
- **Credentials:** CFP
- **CRD:** 4910477 (https://adviserinfo.sec.gov/individual/summary/4910477)
- **SEC registration:** Investment adviser representative in CA, TX
- **Exams passed:** Series 65 (2006)
- **Firm size:** 8 employees
- **Disclosures:** None reported
- **Website:** https://lifestrategybyfiveoceans.com/

## Frequently asked questions

### Is Leslie Mallman a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: Leslie holds no broker registration, and Five Oceans Advisors reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does Leslie charge for financial advice?

Leslie's firm, Five Oceans Advisors, reports charging a percentage of assets and fixed fees on its SEC Form ADV.

### Where is Leslie Mallman based?

Leslie Mallman is based in Santa Monica, California.

### What credentials does Leslie Mallman hold?

Leslie Mallman holds the CFP credential.

### Is Leslie Mallman registered with the SEC?

Yes. Leslie Mallman is registered as an investment adviser representative in CA and TX (CRD 4910477), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does Five Oceans Advisors manage?

Five Oceans Advisors reports $456.2M across 564 accounts in assets under management.

### How do I contact Leslie Mallman?

Through Leslie's website, lifestrategybyfiveoceans.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/4910477): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.