# Lee Clay

> Lee Clay is a fee-only financial advisor at Regatta Capital Group in New Vernon, New Jersey. Lee focuses on tax planning, equity compensation and sustainable & impact investing. Regatta Capital Group reports charging a percentage of assets, hourly fees, fixed fees and performance-based fees on its Form ADV.

Page: https://find.wellspent.co/advisors/lee-clay/
Built from SEC adviser records and the firm's website; last checked October 30, 2026.

## Facts

- **Firm:** Regatta Capital Group
- **Based in:** New Vernon, New Jersey
- **Fee model (firm's Form ADV):** Percentage of assets; Hourly; Fixed fees; Performance-based fees
- **Accepting new clients:** Yes (firm's website)
- **Assets under management (firm):** $1.55B across 3,847 accounts
- **Specialties:** Tax planning, Equity compensation, Sustainable & impact investing, Small business owners
- **CRD:** 7035616 (https://adviserinfo.sec.gov/individual/summary/7035616)
- **SEC registration:** Investment adviser representative in NJ
- **Exams passed:** Series 65 (2018)
- **Firm size:** 18 employees
- **Disclosures:** None reported
- **Website:** http://www.regattainvest.com

## Frequently asked questions

### Is Lee Clay a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: Lee holds no broker registration, and Regatta Capital Group reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does Lee charge for financial advice?

Lee's firm, Regatta Capital Group, reports charging a percentage of assets, hourly fees, fixed fees and performance-based fees on its SEC Form ADV.

### Where is Lee Clay based?

Lee Clay is based in New Vernon, New Jersey.

### What does Lee specialize in?

Lee's specialties include tax planning, equity compensation, sustainable & impact investing and small business owners.

### Is Lee Clay registered with the SEC?

Yes. Lee Clay is registered as an investment adviser representative in NJ (CRD 7035616), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does Regatta Capital Group manage?

Regatta Capital Group reports $1.55B across 3,847 accounts in assets under management.

### How do I contact Lee Clay?

Through Lee's website, www.regattainvest.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/7035616): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026
- The firm's website (https://www.regattainvest.com/): specialties, clients served, and fees, checked October 30, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.