# Larson Patty

> Larson Patty is a fee-only financial advisor at Rothman Investment Management in Atascadero, California, who holds the CFP, CKA and EA credentials. Larson charges a percentage of assets, a one-time planning fee, hourly fees and an ongoing planning fee (ongoing planning from $5,000 a year and one-time plans from $4,000).

Page: https://find.wellspent.co/advisors/larson-patty/
Built from public directory listings; last checked April 21, 2026.

## Facts

- **Firm:** Rothman Investment Management
- **Based in:** Atascadero, California
- **Fee model:** Percentage of assets; One-time planning fee; Hourly; Ongoing planning fee
- **Fees (firm's website):** ongoing planning from $5,000 a year; one-time plans from $4,000; $400 an hour; 1% a year on the first tier of assets managed
- **Assets under management (firm):** $104.6M across 479 accounts
- **Credentials:** CFP, CKA, EA, BS, CFA, CPA, MBA
- **CRD:** 7604628 (https://adviserinfo.sec.gov/individual/summary/7604628)
- **SEC registration:** Investment adviser representative in CA, TX, WY
- **Exams passed:** Series 65 (2022)
- **Firm size:** 4 employees
- **Disclosures:** None reported
- **Website:** http://rothmaninvest.com

## Frequently asked questions

### Is Larson Patty a fee-only financial advisor?

Yes. Larson Patty is listed in the NAPFA directory (NAPFA admits only fee-only advisors). SEC records as of October 27, 2026 show no broker registration and no commission compensation reported by Larson's firm.

### How does Larson charge for financial advice?

Larson charges a percentage of assets, a one-time planning fee, hourly fees and an ongoing planning fee.

### How much does Larson charge?

According to Rothman Investment Management's website, checked October 28, 2026: ongoing planning from $5,000 a year; one-time plans from $4,000; $400 an hour; 1% a year on the first tier of assets managed.

### Where is Larson Patty based?

Larson Patty is based in Atascadero, California.

### What credentials does Larson Patty hold?

Larson Patty holds the CFP, CKA, EA, BS, CFA, CPA and MBA credentials.

### Is Larson Patty registered with the SEC?

Yes. Larson Patty is registered as an investment adviser representative in CA, TX and WY (CRD 7604628), per SEC Investment Adviser Public Disclosure data as of October 27, 2026.

### How much does Rothman Investment Management manage?

Rothman Investment Management reports $104.6M across 479 accounts in assets under management.

### How do I contact Larson Patty?

Through Larson's website, rothmaninvest.com.

## Sources

- NAPFA directory listing (https://www.napfa.org/find-an-advisor/firm/45833): NAPFA admits only fee-only advisors
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 27, 2026
- The firm's website (https://rothmaninvest.com/): specialties, clients served, and fees, checked October 28, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.