# Kevin Klein

> Kevin Klein is a fee-only financial advisor at LIS in Urbandale, Iowa. LIS reports charging a percentage of assets on its Form ADV.

Page: https://find.wellspent.co/advisors/kevin-klein/
Built from SEC adviser records; last checked October 30, 2026.

## Facts

- **Firm:** LIS
- **Based in:** Urbandale, Iowa
- **Fee model (firm's Form ADV):** Percentage of assets
- **Assets under management (firm):** $28.1M across 95 accounts
- **CRD:** 2128175 (https://adviserinfo.sec.gov/individual/summary/2128175)
- **SEC registration:** Investment adviser representative in IA
- **Exams passed:** Series 63 (1991), Series 65 (2006)
- **Firm size:** 1 employee
- **Disclosures:** None reported

## Frequently asked questions

### Is Kevin Klein a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: Kevin holds no broker registration, and LIS reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does Kevin charge for financial advice?

Kevin's firm, LIS, reports charging a percentage of assets on its SEC Form ADV.

### Where is Kevin Klein based?

Kevin Klein is based in Urbandale, Iowa.

### Is Kevin Klein registered with the SEC?

Yes. Kevin Klein is registered as an investment adviser representative in IA (CRD 2128175), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does LIS manage?

LIS reports $28.1M across 95 accounts in assets under management.

### How do I contact Kevin Klein?

Contact details aren't on file yet. Search for LIS.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/2128175): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.