# Kathleen Gilmore

> Kathleen Gilmore is a fee-only financial advisor at Clifford Swan in Pasadena, California, who holds the CFP credential. Kathleen focuses on retirement planning, estate & legacy planning and family wealth transfer. Clifford Swan reports charging a percentage of assets, hourly fees and fixed fees on its Form ADV.

Page: https://find.wellspent.co/advisors/kathleen-gilmore/
Built from SEC adviser records and the firm's website; last checked October 30, 2026.

## Facts

- **Firm:** Clifford Swan
- **Based in:** Pasadena, California
- **Fee model (firm's Form ADV):** Percentage of assets; Hourly; Fixed fees
- **Assets under management (firm):** $4.48B across 2,598 accounts
- **Credentials:** CFP
- **Specialties:** Retirement planning, Estate & legacy planning, Family wealth transfer
- **Works with:** Multi-generational families
- **CRD:** 4576093 (https://adviserinfo.sec.gov/individual/summary/4576093)
- **SEC registration:** Investment adviser representative in CA, LA, NM, UT
- **Exams passed:** Series 65 (2002)
- **Firm size:** 40 employees
- **Disclosures:** None reported
- **Website:** http://www.cliffordswan.com

## Frequently asked questions

### Is Kathleen Gilmore a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: Kathleen holds no broker registration, and Clifford Swan reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does Kathleen charge for financial advice?

Kathleen's firm, Clifford Swan, reports charging a percentage of assets, hourly fees and fixed fees on its SEC Form ADV.

### Where is Kathleen Gilmore based?

Kathleen Gilmore is based in Pasadena, California.

### What does Kathleen specialize in?

Kathleen's specialties include retirement planning, estate & legacy planning and family wealth transfer. Kathleen works with multi-generational families.

### What credentials does Kathleen Gilmore hold?

Kathleen Gilmore holds the CFP credential.

### Is Kathleen Gilmore registered with the SEC?

Yes. Kathleen Gilmore is registered as an investment adviser representative in CA, LA, NM and UT (CRD 4576093), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does Clifford Swan manage?

Clifford Swan reports $4.48B across 2,598 accounts in assets under management.

### How do I contact Kathleen Gilmore?

Through Kathleen's website, www.cliffordswan.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/4576093): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026
- The firm's website (https://cliffordswan.com/): specialties, clients served, and fees, checked October 30, 2026

---

Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.