# Judith Mindock

> Judith Mindock is a fee-only financial advisor at JMM Financial in Allentown, Pennsylvania. JMM Financial reports charging a percentage of assets and hourly fees on its Form ADV.

Page: https://find.wellspent.co/advisors/judith-mindock/
Built from SEC adviser records; last checked October 30, 2026.

## Facts

- **Firm:** JMM Financial
- **Based in:** Allentown, Pennsylvania
- **Fee model (firm's Form ADV):** Percentage of assets; Hourly
- **Assets under management (firm):** $3.8M across 23 accounts
- **CRD:** 4600362 (https://adviserinfo.sec.gov/individual/summary/4600362)
- **SEC registration:** Investment adviser representative in PA
- **Exams passed:** Series 65 (2003)
- **Firm size:** 1 employee
- **Disclosures:** Reported; see the SEC record

## Frequently asked questions

### Is Judith Mindock a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: Judith holds no broker registration, and JMM Financial reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does Judith charge for financial advice?

Judith's firm, JMM Financial, reports charging a percentage of assets and hourly fees on its SEC Form ADV.

### Where is Judith Mindock based?

Judith Mindock is based in Allentown, Pennsylvania.

### Is Judith Mindock registered with the SEC?

Yes. Judith Mindock is registered as an investment adviser representative in PA (CRD 4600362), per SEC Investment Adviser Public Disclosure data as of October 29, 2026. The record lists disclosures; see the SEC record for details.

### How much does JMM Financial manage?

JMM Financial reports $3.8M across 23 accounts in assets under management.

### How do I contact Judith Mindock?

Contact details aren't on file yet. Search for JMM Financial.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/4600362): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.