# Joseph Shea

> Joseph Shea is a fee-only financial advisor at Horizon Family Wealth in Chicago, Illinois. Joseph focuses on physicians & residents, small business owners and family wealth transfer. Horizon Family Wealth reports charging a percentage of assets, hourly fees and fixed fees on its Form ADV.

Page: https://find.wellspent.co/advisors/joseph-shea/
Built from SEC adviser records and the firm's website; last checked October 30, 2026.

## Facts

- **Firm:** Horizon Family Wealth
- **Based in:** Chicago, Illinois
- **Fee model (firm's Form ADV):** Percentage of assets; Hourly; Fixed fees
- **Assets under management (firm):** $278.8M across 418 accounts
- **Specialties:** Physicians & residents, Small business owners, Family wealth transfer
- **Works with:** Founders, Physicians, Multi-generational families
- **CRD:** 2726131 (https://adviserinfo.sec.gov/individual/summary/2726131)
- **SEC registration:** Investment adviser representative in IL
- **Exams passed:** Series 63 (1996), Series 65 (1996)
- **Firm size:** 2 employees
- **Disclosures:** None reported
- **Website:** https://www.horizonfamilywealth.com

## Frequently asked questions

### Is Joseph Shea a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: Joseph holds no broker registration, and Horizon Family Wealth reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does Joseph charge for financial advice?

Joseph's firm, Horizon Family Wealth, reports charging a percentage of assets, hourly fees and fixed fees on its SEC Form ADV.

### Where is Joseph Shea based?

Joseph Shea is based in Chicago, Illinois.

### What does Joseph specialize in?

Joseph's specialties include physicians & residents, small business owners and family wealth transfer. Joseph works with founders, physicians and multi-generational families.

### Is Joseph Shea registered with the SEC?

Yes. Joseph Shea is registered as an investment adviser representative in IL (CRD 2726131), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does Horizon Family Wealth manage?

Horizon Family Wealth reports $278.8M across 418 accounts in assets under management.

### How do I contact Joseph Shea?

Through Joseph's website, www.horizonfamilywealth.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/2726131): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026
- The firm's website (https://www.horizonfamilywealth.com/): specialties, clients served, and fees, checked October 30, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.