# Joseph Jay

> Joseph Jay is a fee-only financial advisor at Midwestern Financial Group in Iowa City, Iowa. Joseph focuses on small business owners, estate & legacy planning and tax planning. Midwestern Financial Group reports charging a percentage of assets, hourly fees and fixed fees on its Form ADV.

Page: https://find.wellspent.co/advisors/joseph-jay/
Built from SEC adviser records and the firm's website; last checked October 30, 2026.

## Facts

- **Firm:** Midwestern Financial Group
- **Based in:** Iowa City, Iowa
- **Fee model (firm's Form ADV):** Percentage of assets; Hourly; Fixed fees
- **Accepting new clients:** Yes (firm's website)
- **Assets under management (firm):** $172.8M across 548 accounts
- **Specialties:** Small business owners, Estate & legacy planning, Tax planning
- **Works with:** Founders, High earners, Early-career professionals
- **CRD:** 5917772 (https://adviserinfo.sec.gov/individual/summary/5917772)
- **SEC registration:** Investment adviser representative in IA
- **Exams passed:** Series 66 (2011)
- **Firm size:** 3 employees
- **Disclosures:** None reported
- **Website:** https://www.midwesternfinancial.com/

## Frequently asked questions

### Is Joseph Jay a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: Joseph holds no broker registration, and Midwestern Financial Group reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does Joseph charge for financial advice?

Joseph's firm, Midwestern Financial Group, reports charging a percentage of assets, hourly fees and fixed fees on its SEC Form ADV.

### Where is Joseph Jay based?

Joseph Jay is based in Iowa City, Iowa.

### What does Joseph specialize in?

Joseph's specialties include small business owners, estate & legacy planning and tax planning. Joseph works with founders, high earners and early-career professionals.

### Is Joseph Jay registered with the SEC?

Yes. Joseph Jay is registered as an investment adviser representative in IA (CRD 5917772), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does Midwestern Financial Group manage?

Midwestern Financial Group reports $172.8M across 548 accounts in assets under management.

### How do I contact Joseph Jay?

Through Joseph's website, www.midwesternfinancial.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/5917772): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026
- The firm's website (https://midwesternfinancial.com/): specialties, clients served, and fees, checked October 30, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.