# Joseph Dailey

> Joseph Dailey is a fee-only financial advisor at Broadview Financial Management in Wauwatosa, Wisconsin, who holds the CFP credential. Broadview Financial Management reports charging a percentage of assets and hourly fees on its Form ADV.

Page: https://find.wellspent.co/advisors/joseph-dailey/
Built from SEC adviser records; last checked October 30, 2026.

## Facts

- **Firm:** Broadview Financial Management
- **Based in:** Wauwatosa, Wisconsin
- **Fee model (firm's Form ADV):** Percentage of assets; Hourly
- **Assets under management (firm):** $699.2M across 1,284 accounts
- **Credentials:** CFP
- **CRD:** 2646145 (https://adviserinfo.sec.gov/individual/summary/2646145)
- **SEC registration:** Investment adviser representative in TX, WI
- **Exams passed:** Series 63 (1995), Series 65 (1997)
- **Firm size:** 9 employees
- **Disclosures:** None reported
- **Website:** http://www.broadviewfinancialmanagement.com

## Frequently asked questions

### Is Joseph Dailey a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: Joseph holds no broker registration, and Broadview Financial Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does Joseph charge for financial advice?

Joseph's firm, Broadview Financial Management, reports charging a percentage of assets and hourly fees on its SEC Form ADV.

### Where is Joseph Dailey based?

Joseph Dailey is based in Wauwatosa, Wisconsin.

### What credentials does Joseph Dailey hold?

Joseph Dailey holds the CFP credential.

### Is Joseph Dailey registered with the SEC?

Yes. Joseph Dailey is registered as an investment adviser representative in TX and WI (CRD 2646145), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does Broadview Financial Management manage?

Broadview Financial Management reports $699.2M across 1,284 accounts in assets under management.

### How do I contact Joseph Dailey?

Through Joseph's website, www.broadviewfinancialmanagement.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/2646145): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.