# John Sloan

> John Sloan is a fee-only financial advisor at Joseph P. Lucia & Associates in Yorktown Heights, New York. Joseph P. Lucia & Associates reports charging a percentage of assets and fixed fees on its Form ADV.

Page: https://find.wellspent.co/advisors/john-sloan/
Built from SEC adviser records; last checked October 30, 2026.

## Facts

- **Firm:** Joseph P. Lucia & Associates
- **Based in:** Yorktown Heights, New York
- **Fee model (firm's Form ADV):** Percentage of assets; Fixed fees
- **Assets under management (firm):** $388.0M across 1,645 accounts
- **CRD:** 5442912 (https://adviserinfo.sec.gov/individual/summary/5442912)
- **SEC registration:** Investment adviser representative in NY, TX
- **Exams passed:** Series 63 (2011), Series 65 (2009)
- **Firm size:** 5 employees
- **Disclosures:** None reported
- **Website:** http://www.luciaandassociates.net/

## Frequently asked questions

### Is John Sloan a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: John holds no broker registration, and Joseph P. Lucia & Associates reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does John charge for financial advice?

John's firm, Joseph P. Lucia & Associates, reports charging a percentage of assets and fixed fees on its SEC Form ADV.

### Where is John Sloan based?

John Sloan is based in Yorktown Heights, New York.

### Is John Sloan registered with the SEC?

Yes. John Sloan is registered as an investment adviser representative in NY and TX (CRD 5442912), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does Joseph P. Lucia & Associates manage?

Joseph P. Lucia & Associates reports $388.0M across 1,645 accounts in assets under management.

### How do I contact John Sloan?

Through John's website, www.luciaandassociates.net.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/5442912): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.