# John Ellis

> John Ellis is a fee-only financial advisor at Forthright Wealth Management in Alpharetta, Georgia, who holds the CFP credential. John focuses on retirement planning, small business owners and physicians & residents. Forthright Wealth Management reports charging a percentage of assets on its Form ADV.

Page: https://find.wellspent.co/advisors/john-ellis/
Built from SEC adviser records and the firm's website; last checked October 30, 2026.

## Facts

- **Firm:** Forthright Wealth Management
- **Based in:** Alpharetta, Georgia
- **Fee model (firm's Form ADV):** Percentage of assets
- **Accepting new clients:** Yes (firm's website)
- **Assets under management (firm):** $773.4M across 1,922 accounts
- **Credentials:** CFP
- **Specialties:** Retirement planning, Small business owners, Physicians & residents
- **Works with:** Founders, Executives, Physicians, Retirees, Pre-retirees
- **CRD:** 5422812 (https://adviserinfo.sec.gov/individual/summary/5422812)
- **SEC registration:** Investment adviser representative in FL, GA, TX
- **Exams passed:** Series 66 (2007)
- **Firm size:** 10 employees
- **Disclosures:** None reported
- **Website:** http://www.forthrightwealthmanagement.com

## Frequently asked questions

### Is John Ellis a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: John holds no broker registration, and Forthright Wealth Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does John charge for financial advice?

John's firm, Forthright Wealth Management, reports charging a percentage of assets on its SEC Form ADV.

### Where is John Ellis based?

John Ellis is based in Alpharetta, Georgia.

### What does John specialize in?

John's specialties include retirement planning, small business owners and physicians & residents. John works with founders, executives, physicians, retirees and pre-retirees.

### What credentials does John Ellis hold?

John Ellis holds the CFP credential.

### Is John Ellis registered with the SEC?

Yes. John Ellis is registered as an investment adviser representative in FL, GA and TX (CRD 5422812), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does Forthright Wealth Management manage?

Forthright Wealth Management reports $773.4M across 1,922 accounts in assets under management.

### How do I contact John Ellis?

Through John's website, www.forthrightwealthmanagement.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/5422812): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026
- The firm's website (https://www.forthrightwealthmanagement.com/): specialties, clients served, and fees, checked October 30, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.