# John Daly

> John Daly is a fee-only financial advisor at Daly Investment Management in Mount Prospect, Illinois, who holds the CFP credential. Daly Investment Management reports charging a percentage of assets, hourly fees and fixed fees on its Form ADV.

Page: https://find.wellspent.co/advisors/john-daly/
Built from SEC adviser records; last checked October 30, 2026.

## Facts

- **Firm:** Daly Investment Management
- **Based in:** Mount Prospect, Illinois
- **Fee model (firm's Form ADV):** Percentage of assets; Hourly; Fixed fees
- **Assets under management (firm):** $123.5M across 125 accounts
- **Credentials:** CFP
- **CRD:** 4133168 (https://adviserinfo.sec.gov/individual/summary/4133168)
- **SEC registration:** Investment adviser representative in IL
- **Exams passed:** Series 66 (2000)
- **Firm size:** 1 employee
- **Disclosures:** None reported
- **Website:** https://www.dalyinvestment.com

## Frequently asked questions

### Is John Daly a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: John holds no broker registration, and Daly Investment Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does John charge for financial advice?

John's firm, Daly Investment Management, reports charging a percentage of assets, hourly fees and fixed fees on its SEC Form ADV.

### Where is John Daly based?

John Daly is based in Mount Prospect, Illinois.

### What credentials does John Daly hold?

John Daly holds the CFP credential.

### Is John Daly registered with the SEC?

Yes. John Daly is registered as an investment adviser representative in IL (CRD 4133168), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does Daly Investment Management manage?

Daly Investment Management reports $123.5M across 125 accounts in assets under management.

### How do I contact John Daly?

Through John's website, www.dalyinvestment.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/4133168): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.