# John Browning

> John Browning is a fee-only financial advisor at Guardian Rock Wealth Investment Management in Palm Springs, Florida. Guardian Rock Wealth Investment Management reports charging a percentage of assets and fixed fees on its Form ADV.

Page: https://find.wellspent.co/advisors/john-browning/
Built from SEC adviser records; last checked October 30, 2026.

## Facts

- **Firm:** Guardian Rock Wealth Investment Management
- **Based in:** Palm Springs, Florida
- **Fee model (firm's Form ADV):** Percentage of assets; Fixed fees
- **Assets under management (firm):** $47.0M across 224 accounts
- **CRD:** 2175608 (https://adviserinfo.sec.gov/individual/summary/2175608)
- **SEC registration:** Investment adviser representative in FL, IL, NC
- **Exams passed:** Series 63 (1993), Series 65 (2019)
- **Firm size:** 3 employees
- **Disclosures:** None reported
- **Website:** http://www.advocacyinvesting.com

## Frequently asked questions

### Is John Browning a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: John holds no broker registration, and Guardian Rock Wealth Investment Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does John charge for financial advice?

John's firm, Guardian Rock Wealth Investment Management, reports charging a percentage of assets and fixed fees on its SEC Form ADV.

### Where is John Browning based?

John Browning is based in Palm Springs, Florida.

### Is John Browning registered with the SEC?

Yes. John Browning is registered as an investment adviser representative in FL, IL and NC (CRD 2175608), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does Guardian Rock Wealth Investment Management manage?

Guardian Rock Wealth Investment Management reports $47.0M across 224 accounts in assets under management.

### How do I contact John Browning?

Through John's website, www.advocacyinvesting.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/2175608): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026

---

Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.