# John Baxter

> John Baxter is a fee-only financial advisor at Baxter Investment Management in Greenwich, Connecticut. Baxter Investment Management reports charging a percentage of assets on its Form ADV.

Page: https://find.wellspent.co/advisors/john-baxter/
Built from SEC adviser records; last checked October 30, 2026.

## Facts

- **Firm:** Baxter Investment Management
- **Based in:** Greenwich, Connecticut
- **Fee model (firm's Form ADV):** Percentage of assets
- **Assets under management (firm):** $1.17B across 1,057 accounts
- **CRD:** 4136822 (https://adviserinfo.sec.gov/individual/summary/4136822)
- **SEC registration:** Investment adviser representative in CT
- **Exams passed:** Series 66 (2000)
- **Firm size:** 7 employees
- **Disclosures:** None reported
- **Website:** https://www.baxterinvestment.com

## Frequently asked questions

### Is John Baxter a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: John holds no broker registration, and Baxter Investment Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does John charge for financial advice?

John's firm, Baxter Investment Management, reports charging a percentage of assets on its SEC Form ADV.

### Where is John Baxter based?

John Baxter is based in Greenwich, Connecticut.

### Is John Baxter registered with the SEC?

Yes. John Baxter is registered as an investment adviser representative in CT (CRD 4136822), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does Baxter Investment Management manage?

Baxter Investment Management reports $1.17B across 1,057 accounts in assets under management.

### How do I contact John Baxter?

Through John's website, www.baxterinvestment.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/4136822): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026

---

Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.