# Jennifer Ramaswamy

> Jennifer Ramaswamy is a fee-only financial advisor at Sonoma Mountain Financial in Petaluma, California. Jennifer charges a flat fee or retainer, an ongoing planning fee and a one-time planning fee (ongoing planning from $6,750 a year) and focuses on equity compensation and flat-fee planning.

Page: https://find.wellspent.co/advisors/jennifer-ramaswamy/
Built from SEC adviser records and the firm's website; last checked October 30, 2026.

## Facts

- **Firm:** Sonoma Mountain Financial
- **Based in:** Petaluma, California
- **Fee model:** Flat fee or retainer; Ongoing planning fee; One-time planning fee
- **Fees (firm's website):** ongoing planning from $6,750 a year
- **Assets under management (firm):** $11.7M across 33 accounts
- **Specialties:** Equity compensation, Flat-fee planning
- **Works with:** Tech employees
- **CRD:** 7755614 (https://adviserinfo.sec.gov/individual/summary/7755614)
- **SEC registration:** Investment adviser representative in CA
- **Exams passed:** Series 66 (2023)
- **Firm size:** 1 employee
- **Disclosures:** None reported
- **Website:** https://sonomamountainfinancial.com

## Frequently asked questions

### Is Jennifer Ramaswamy a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: Jennifer holds no broker registration, and Sonoma Mountain Financial reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does Jennifer charge for financial advice?

Jennifer charges a flat fee or retainer, an ongoing planning fee and a one-time planning fee.

### How much does Jennifer charge?

According to Sonoma Mountain Financial's website, checked October 30, 2026: ongoing planning from $6,750 a year.

### Where is Jennifer Ramaswamy based?

Jennifer Ramaswamy is based in Petaluma, California.

### What does Jennifer specialize in?

Jennifer's specialties include equity compensation and flat-fee planning. Jennifer works with tech employees.

### Is Jennifer Ramaswamy registered with the SEC?

Yes. Jennifer Ramaswamy is registered as an investment adviser representative in CA (CRD 7755614), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does Sonoma Mountain Financial manage?

Sonoma Mountain Financial reports $11.7M across 33 accounts in assets under management.

### How do I contact Jennifer Ramaswamy?

Through Jennifer's website, sonomamountainfinancial.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/7755614): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026
- The firm's website (https://www.sonomamountainfinancial.com/): specialties, clients served, and fees, checked October 30, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.