# Jay Frederick

> Jay Frederick is a fee-only financial advisor at Ethos Capital Group in Little Rock, Arkansas, who holds the CFP credential. Ethos Capital Group reports charging a percentage of assets and hourly fees on its Form ADV.

Page: https://find.wellspent.co/advisors/jay-frederick/
Built from SEC adviser records; last checked October 30, 2026.

## Facts

- **Firm:** Ethos Capital Group
- **Based in:** Little Rock, Arkansas
- **Fee model (firm's Form ADV):** Percentage of assets; Hourly
- **Assets under management (firm):** $77.6M across 341 accounts
- **Credentials:** CFP
- **CRD:** 4418720 (https://adviserinfo.sec.gov/individual/summary/4418720)
- **SEC registration:** Investment adviser representative in AR, LA, TX
- **Exams passed:** Series 66 (2001)
- **Firm size:** 3 employees
- **Disclosures:** None reported
- **Website:** http://www.ethoscapitalgroup.com

## Frequently asked questions

### Is Jay Frederick a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: Jay holds no broker registration, and Ethos Capital Group reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does Jay charge for financial advice?

Jay's firm, Ethos Capital Group, reports charging a percentage of assets and hourly fees on its SEC Form ADV.

### Where is Jay Frederick based?

Jay Frederick is based in Little Rock, Arkansas.

### What credentials does Jay Frederick hold?

Jay Frederick holds the CFP credential.

### Is Jay Frederick registered with the SEC?

Yes. Jay Frederick is registered as an investment adviser representative in AR, LA and TX (CRD 4418720), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does Ethos Capital Group manage?

Ethos Capital Group reports $77.6M across 341 accounts in assets under management.

### How do I contact Jay Frederick?

Through Jay's website, www.ethoscapitalgroup.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/4418720): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.