# James "Tripp" Lumpkin

> James "Tripp" Lumpkin is a fee-only financial advisor at Tar River Wealth Planning in Louisburg, North Carolina. James "Tripp" focuses on small business owners, retirement planning and family wealth transfer. Tar River Wealth Planning reports charging a percentage of assets and fixed fees on its Form ADV.

Page: https://find.wellspent.co/advisors/james-tripp-lumpkin/
Built from SEC adviser records and the firm's website; last checked October 30, 2026.

## Facts

- **Firm:** Tar River Wealth Planning
- **Based in:** Louisburg, North Carolina
- **Fee model (firm's Form ADV):** Percentage of assets; Fixed fees
- **Assets under management (firm):** $401.2M across 1,283 accounts
- **Specialties:** Small business owners, Retirement planning, Family wealth transfer
- **Works with:** Founders, Retirees
- **CRD:** 4565582 (https://adviserinfo.sec.gov/individual/summary/4565582)
- **SEC registration:** Investment adviser representative in NC
- **Exams passed:** Series 65 (2022), Series 66 (2002)
- **Firm size:** 9 employees
- **Disclosures:** None reported
- **Website:** https://www.tarriverwealthplanning.com

## Frequently asked questions

### Is James "Tripp" Lumpkin a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: James "Tripp" holds no broker registration, and Tar River Wealth Planning reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does James "Tripp" charge for financial advice?

James "Tripp"'s firm, Tar River Wealth Planning, reports charging a percentage of assets and fixed fees on its SEC Form ADV.

### Where is James "Tripp" Lumpkin based?

James "Tripp" Lumpkin is based in Louisburg, North Carolina.

### What does James "Tripp" specialize in?

James "Tripp"'s specialties include small business owners, retirement planning and family wealth transfer. James "Tripp" works with founders and retirees.

### Is James "Tripp" Lumpkin registered with the SEC?

Yes. James "Tripp" Lumpkin is registered as an investment adviser representative in NC (CRD 4565582), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does Tar River Wealth Planning manage?

Tar River Wealth Planning reports $401.2M across 1,283 accounts in assets under management.

### How do I contact James "Tripp" Lumpkin?

Through James "Tripp"'s website, www.tarriverwealthplanning.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/4565582): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026
- The firm's website (https://www.tarriverwealthplanning.com/): specialties, clients served, and fees, checked October 30, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.