# James Sweeney

> James Sweeney is a fee-only financial advisor at SwitchPoint Financial Planning LLC in Lehi, Utah, who holds the CFA, CFP and MBA credentials. James charges a flat fee or retainer and an ongoing planning fee (ongoing planning from $6,800 a year) and focuses on retirement planning, flat-fee planning and tax planning.

Page: https://find.wellspent.co/advisors/james-sweeney/
Built from public directory listings; last checked April 21, 2026.

## Facts

- **Firm:** SwitchPoint Financial Planning LLC
- **Based in:** Lehi, Utah
- **Fee model:** Flat fee or retainer; Ongoing planning fee
- **Fees (firm's website):** ongoing planning from $6,800 a year
- **Accepting new clients:** Yes (firm's website)
- **Assets under management (firm):** $367.1M across 525 accounts
- **Credentials:** CFA, CFP, MBA, MS, Retirement Management Advisor
- **Specialties:** Retirement planning, Flat-fee planning, Tax planning
- **Works with:** Pre-retirees, Retirees, Executives, Tech employees
- **CRD:** 5964234 (https://adviserinfo.sec.gov/individual/summary/5964234)
- **SEC registration:** Investment adviser representative in AZ, TX, UT
- **Exams passed:** Series 66 (2011)
- **Firm size:** 3 employees
- **Disclosures:** None reported
- **Website:** http://switchpointfinancial.com

## Frequently asked questions

### Is James Sweeney a fee-only financial advisor?

Yes. James Sweeney is listed in the NAPFA directory (NAPFA admits only fee-only advisors) and the XY Planning Network directory (XYPN members are fee-only). SEC records as of October 27, 2026 show no broker registration and no commission compensation reported by James's firm.

### How does James charge for financial advice?

James charges a flat fee or retainer and an ongoing planning fee.

### How much does James charge?

According to SwitchPoint Financial Planning LLC's website, checked October 28, 2026: ongoing planning from $6,800 a year.

### Where is James Sweeney based?

James Sweeney is based in Lehi, Utah.

### What does James specialize in?

James's specialties include retirement planning, flat-fee planning and tax planning. James works with pre-retirees, retirees, executives and tech employees.

### What credentials does James Sweeney hold?

James Sweeney holds the CFA, CFP, MBA, MS and Retirement Management Advisor credentials.

### Is James Sweeney registered with the SEC?

Yes. James Sweeney is registered as an investment adviser representative in AZ, TX and UT (CRD 5964234), per SEC Investment Adviser Public Disclosure data as of October 27, 2026.

### How much does SwitchPoint Financial Planning LLC manage?

SwitchPoint Financial Planning LLC reports $367.1M across 525 accounts in assets under management.

### How do I contact James Sweeney?

Through James's website, switchpointfinancial.com.

## Sources

- NAPFA directory listing (https://www.napfa.org/find-an-advisor/firm/39002): NAPFA admits only fee-only advisors
- XY Planning Network directory listing: XYPN members are fee-only
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 27, 2026
- The firm's website (https://switchpointfinancial.com/): specialties, clients served, and fees, checked October 28, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.