# James Sawers

> James Sawers is a fee-only financial advisor at Uptown Capital Advisors in Dallas, Texas. Uptown Capital Advisors reports charging a percentage of assets on its Form ADV.

Page: https://find.wellspent.co/advisors/james-sawers/
Built from SEC adviser records; last checked October 30, 2026.

## Facts

- **Firm:** Uptown Capital Advisors
- **Based in:** Dallas, Texas
- **Fee model (firm's Form ADV):** Percentage of assets
- **Assets under management (firm):** $153.8M across 250 accounts
- **CRD:** 6331584 (https://adviserinfo.sec.gov/individual/summary/6331584)
- **SEC registration:** Investment adviser representative in LA, TX
- **Exams passed:** Series 65 (2014)
- **Firm size:** 2 employees
- **Disclosures:** None reported
- **Website:** http://www.uptowncapital.com

## Frequently asked questions

### Is James Sawers a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: James holds no broker registration, and Uptown Capital Advisors reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does James charge for financial advice?

James's firm, Uptown Capital Advisors, reports charging a percentage of assets on its SEC Form ADV.

### Where is James Sawers based?

James Sawers is based in Dallas, Texas.

### Is James Sawers registered with the SEC?

Yes. James Sawers is registered as an investment adviser representative in LA and TX (CRD 6331584), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does Uptown Capital Advisors manage?

Uptown Capital Advisors reports $153.8M across 250 accounts in assets under management.

### How do I contact James Sawers?

Through James's website, www.uptowncapital.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/6331584): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.