# James Pattie

> James Pattie is a fee-only financial advisor at Horizon Capital Management in Lake Forest, Illinois. Horizon Capital Management reports charging a percentage of assets and fixed fees on its Form ADV.

Page: https://find.wellspent.co/advisors/james-pattie/
Built from SEC adviser records; last checked October 30, 2026.

## Facts

- **Firm:** Horizon Capital Management
- **Based in:** Lake Forest, Illinois
- **Fee model (firm's Form ADV):** Percentage of assets; Fixed fees
- **Assets under management (firm):** $136.2M across 40 accounts
- **CRD:** 2509399 (https://adviserinfo.sec.gov/individual/summary/2509399)
- **SEC registration:** Investment adviser representative in IL
- **Exams passed:** Series 65 (2004)
- **Firm size:** 1 employee
- **Disclosures:** None reported
- **Website:** https://www.horizoncapmgmt.com

## Frequently asked questions

### Is James Pattie a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: James holds no broker registration, and Horizon Capital Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does James charge for financial advice?

James's firm, Horizon Capital Management, reports charging a percentage of assets and fixed fees on its SEC Form ADV.

### Where is James Pattie based?

James Pattie is based in Lake Forest, Illinois.

### Is James Pattie registered with the SEC?

Yes. James Pattie is registered as an investment adviser representative in IL (CRD 2509399), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does Horizon Capital Management manage?

Horizon Capital Management reports $136.2M across 40 accounts in assets under management.

### How do I contact James Pattie?

Through James's website, www.horizoncapmgmt.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/2509399): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.