# James Parker

> James Parker is a fee-only financial advisor at SWS Partners in Columbus, Ohio. SWS Partners reports charging a percentage of assets, fixed fees and performance-based fees on its Form ADV.

Page: https://find.wellspent.co/advisors/james-parker-4462889/
Built from SEC adviser records; last checked October 30, 2026.

## Facts

- **Firm:** SWS Partners
- **Based in:** Columbus, Ohio
- **Fee model (firm's Form ADV):** Percentage of assets; Fixed fees; Performance-based fees
- **Assets under management (firm):** $442.6M across 519 accounts
- **CRD:** 4462889 (https://adviserinfo.sec.gov/individual/summary/4462889)
- **SEC registration:** Investment adviser representative in OH, TX
- **Exams passed:** Series 66 (2005)
- **Firm size:** 6 employees
- **Disclosures:** Reported; see the SEC record
- **Website:** https://www.swspartners.com

## Frequently asked questions

### Is James Parker a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: James holds no broker registration, and SWS Partners reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does James charge for financial advice?

James's firm, SWS Partners, reports charging a percentage of assets, fixed fees and performance-based fees on its SEC Form ADV.

### Where is James Parker based?

James Parker is based in Columbus, Ohio.

### Is James Parker registered with the SEC?

Yes. James Parker is registered as an investment adviser representative in OH and TX (CRD 4462889), per SEC Investment Adviser Public Disclosure data as of October 29, 2026. The record lists disclosures; see the SEC record for details.

### How much does SWS Partners manage?

SWS Partners reports $442.6M across 519 accounts in assets under management.

### How do I contact James Parker?

Through James's website, www.swspartners.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/4462889): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.