# James Mullins

> James Mullins is a fee-only financial advisor at Carlson Investments in Concord, New Hampshire, who holds the CFA credential. Carlson Investments reports charging a percentage of assets on its Form ADV.

Page: https://find.wellspent.co/advisors/james-mullins/
Built from SEC adviser records; last checked October 30, 2026.

## Facts

- **Firm:** Carlson Investments
- **Based in:** Concord, New Hampshire
- **Fee model (firm's Form ADV):** Percentage of assets
- **Assets under management (firm):** $735.5M across 893 accounts
- **Credentials:** CFA
- **CRD:** 4067197 (https://adviserinfo.sec.gov/individual/summary/4067197)
- **SEC registration:** Investment adviser representative in MA, MO, NC, NH, PA
- **Exams passed:** Series 66 (2000)
- **Firm size:** 14 employees
- **Disclosures:** None reported
- **Website:** http://www.carlsoninvest.com

## Frequently asked questions

### Is James Mullins a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: James holds no broker registration, and Carlson Investments reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does James charge for financial advice?

James's firm, Carlson Investments, reports charging a percentage of assets on its SEC Form ADV.

### Where is James Mullins based?

James Mullins is based in Concord, New Hampshire.

### What credentials does James Mullins hold?

James Mullins holds the CFA credential.

### Is James Mullins registered with the SEC?

Yes. James Mullins is registered as an investment adviser representative in MA, MO, NC, NH and PA (CRD 4067197), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does Carlson Investments manage?

Carlson Investments reports $735.5M across 893 accounts in assets under management.

### How do I contact James Mullins?

Through James's website, www.carlsoninvest.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/4067197): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.