# James Leopold

> James Leopold is a fee-only financial advisor at Arkos in Houston, Texas. James focuses on family wealth transfer, estate & legacy planning and small business owners. Arkos reports charging a percentage of assets and fixed fees on its Form ADV.

Page: https://find.wellspent.co/advisors/james-leopold/
Built from SEC adviser records and the firm's website; last checked October 30, 2026.

## Facts

- **Firm:** Arkos
- **Based in:** Houston, Texas
- **Fee model (firm's Form ADV):** Percentage of assets; Fixed fees
- **Assets under management (firm):** $1.15B across 444 accounts
- **Specialties:** Family wealth transfer, Estate & legacy planning, Small business owners
- **Works with:** Founders, Executives, Ultra high net worth, Multi-generational families
- **CRD:** 6646021 (https://adviserinfo.sec.gov/individual/summary/6646021)
- **SEC registration:** Investment adviser representative in TX
- **Exams passed:** Series 63 (2016), Series 65 (2017)
- **Firm size:** 17 employees
- **Disclosures:** None reported
- **Website:** https://www.arkosglobal.com/

## Frequently asked questions

### Is James Leopold a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: James holds no broker registration, and Arkos reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does James charge for financial advice?

James's firm, Arkos, reports charging a percentage of assets and fixed fees on its SEC Form ADV.

### Where is James Leopold based?

James Leopold is based in Houston, Texas.

### What does James specialize in?

James's specialties include family wealth transfer, estate & legacy planning and small business owners. James works with founders, executives, ultra high net worth and multi-generational families.

### Is James Leopold registered with the SEC?

Yes. James Leopold is registered as an investment adviser representative in TX (CRD 6646021), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does Arkos manage?

Arkos reports $1.15B across 444 accounts in assets under management.

### How do I contact James Leopold?

Through James's website, www.arkosglobal.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/6646021): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026
- The firm's website (https://www.arkosglobal.com/): specialties, clients served, and fees, checked October 30, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.