# James Havens

> James Havens is a fee-only financial advisor at Lathrop Investment Management Company in Little Rock, Arkansas. Lathrop Investment Management Company reports charging a percentage of assets on its Form ADV.

Page: https://find.wellspent.co/advisors/james-havens/
Built from SEC adviser records; last checked October 30, 2026.

## Facts

- **Firm:** Lathrop Investment Management Company
- **Based in:** Little Rock, Arkansas
- **Fee model (firm's Form ADV):** Percentage of assets
- **Assets under management (firm):** $1.01B across 836 accounts
- **CRD:** 4527207 (https://adviserinfo.sec.gov/individual/summary/4527207)
- **SEC registration:** Investment adviser representative in AR, TX
- **Exams passed:** Series 65 (2001)
- **Firm size:** 5 employees
- **Disclosures:** None reported
- **Website:** https://www.limc.com

## Frequently asked questions

### Is James Havens a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: James holds no broker registration, and Lathrop Investment Management Company reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does James charge for financial advice?

James's firm, Lathrop Investment Management Company, reports charging a percentage of assets on its SEC Form ADV.

### Where is James Havens based?

James Havens is based in Little Rock, Arkansas.

### Is James Havens registered with the SEC?

Yes. James Havens is registered as an investment adviser representative in AR and TX (CRD 4527207), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does Lathrop Investment Management Company manage?

Lathrop Investment Management Company reports $1.01B across 836 accounts in assets under management.

### How do I contact James Havens?

Through James's website, www.limc.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/4527207): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.