# James Dunphy

> James Dunphy is a fee-only financial advisor at Dunphy Wealth Management in Cincinnati, Ohio, who holds the CFP credential. James charges a percentage of assets and focuses on tax planning, estate & legacy planning and small business owners.

Page: https://find.wellspent.co/advisors/james-dunphy/
Built from SEC adviser records and the firm's website; last checked October 30, 2026.

## Facts

- **Firm:** Dunphy Wealth Management
- **Based in:** Cincinnati, Ohio
- **Fee model:** Percentage of assets
- **Assets under management (firm):** $13.5M across 109 accounts
- **Credentials:** CFP
- **Specialties:** Tax planning, Estate & legacy planning, Small business owners
- **CRD:** 4722688 (https://adviserinfo.sec.gov/individual/summary/4722688)
- **SEC registration:** Investment adviser representative in KY, OH, TX
- **Firm size:** 2 employees
- **Disclosures:** Reported; see the SEC record
- **Website:** http://dunphywm.com

## Frequently asked questions

### Is James Dunphy a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: James holds no broker registration, and Dunphy Wealth Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does James charge for financial advice?

James charges a percentage of assets.

### Where is James Dunphy based?

James Dunphy is based in Cincinnati, Ohio.

### What does James specialize in?

James's specialties include tax planning, estate & legacy planning and small business owners.

### What credentials does James Dunphy hold?

James Dunphy holds the CFP credential.

### Is James Dunphy registered with the SEC?

Yes. James Dunphy is registered as an investment adviser representative in KY, OH and TX (CRD 4722688), per SEC Investment Adviser Public Disclosure data as of October 29, 2026. The record lists disclosures; see the SEC record for details.

### How much does Dunphy Wealth Management manage?

Dunphy Wealth Management reports $13.5M across 109 accounts in assets under management.

### How do I contact James Dunphy?

Through James's website, dunphywm.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/4722688): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026
- The firm's website (https://www.dunphywm.com/): specialties, clients served, and fees, checked October 30, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.