# James Bertram

> James Bertram is a fee-only financial advisor at Baynes Investment Counsel in Franklin, Tennessee. James focuses on estate & legacy planning, family wealth transfer and founders (pre-exit). Baynes Investment Counsel reports charging a percentage of assets, hourly fees, fixed fees and performance-based fees on its Form ADV.

Page: https://find.wellspent.co/advisors/james-bertram/
Built from SEC adviser records and the firm's website; last checked October 30, 2026.

## Facts

- **Firm:** Baynes Investment Counsel
- **Based in:** Franklin, Tennessee
- **Fee model (firm's Form ADV):** Percentage of assets; Hourly; Fixed fees; Performance-based fees
- **Assets under management (firm):** $61.2M across 389 accounts
- **Specialties:** Estate & legacy planning, Family wealth transfer, Founders (pre-exit), Retirement planning, Real estate investors
- **Works with:** Founders, Multi-generational families, Pre-retirees, Retirees, Executives, High earners
- **CRD:** 4744062 (https://adviserinfo.sec.gov/individual/summary/4744062)
- **SEC registration:** Investment adviser representative in OH, TN
- **Exams passed:** Series 65 (2023), Series 66 (2004)
- **Firm size:** 4 employees
- **Disclosures:** None reported
- **Website:** https://www.baynesinvestmentcounsel.com

## Frequently asked questions

### Is James Bertram a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: James holds no broker registration, and Baynes Investment Counsel reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does James charge for financial advice?

James's firm, Baynes Investment Counsel, reports charging a percentage of assets, hourly fees, fixed fees and performance-based fees on its SEC Form ADV.

### Where is James Bertram based?

James Bertram is based in Franklin, Tennessee.

### What does James specialize in?

James's specialties include estate & legacy planning, family wealth transfer, founders (pre-exit), retirement planning and real estate investors. James works with founders, multi-generational families, pre-retirees, retirees and executives.

### Is James Bertram registered with the SEC?

Yes. James Bertram is registered as an investment adviser representative in OH and TN (CRD 4744062), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does Baynes Investment Counsel manage?

Baynes Investment Counsel reports $61.2M across 389 accounts in assets under management.

### How do I contact James Bertram?

Through James's website, www.baynesinvestmentcounsel.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/4744062): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026
- The firm's website (https://www.baynesinvestmentcounsel.com/): specialties, clients served, and fees, checked October 30, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.