# James Beck

> James Beck is a fee-only financial advisor at Beck Capital Management in Austin, Texas. James focuses on estate & legacy planning and retirement planning. Beck Capital Management reports charging a percentage of assets on its Form ADV.

Page: https://find.wellspent.co/advisors/james-beck/
Built from SEC adviser records and the firm's website; last checked October 30, 2026.

## Facts

- **Firm:** Beck Capital Management
- **Based in:** Austin, Texas
- **Fee model (firm's Form ADV):** Percentage of assets
- **Assets under management (firm):** $562.4M across 1,110 accounts
- **Specialties:** Estate & legacy planning, Retirement planning
- **CRD:** 1729263 (https://adviserinfo.sec.gov/individual/summary/1729263)
- **SEC registration:** Investment adviser representative in TX
- **Exams passed:** Series 63 (1988), Series 65 (2006)
- **Firm size:** 9 employees
- **Disclosures:** Reported; see the SEC record
- **Website:** http://beckcapitalmanagement.com/

## Frequently asked questions

### Is James Beck a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: James holds no broker registration, and Beck Capital Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does James charge for financial advice?

James's firm, Beck Capital Management, reports charging a percentage of assets on its SEC Form ADV.

### Where is James Beck based?

James Beck is based in Austin, Texas.

### What does James specialize in?

James's specialties include estate & legacy planning and retirement planning.

### Is James Beck registered with the SEC?

Yes. James Beck is registered as an investment adviser representative in TX (CRD 1729263), per SEC Investment Adviser Public Disclosure data as of October 29, 2026. The record lists disclosures; see the SEC record for details.

### How much does Beck Capital Management manage?

Beck Capital Management reports $562.4M across 1,110 accounts in assets under management.

### How do I contact James Beck?

Through James's website, beckcapitalmanagement.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/1729263): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026
- The firm's website (https://beckcapitalmgmt.com/): specialties, clients served, and fees, checked October 30, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.