# Jacob Swartz

> Jacob Swartz is a fee-only financial advisor at Main Street Research in Lakeville, Connecticut. Jacob charges a percentage of assets (1.25% a year on the first tier of assets managed) and focuses on estate & legacy planning and family wealth transfer.

Page: https://find.wellspent.co/advisors/jacob-swartz/
Built from SEC adviser records and the firm's website; last checked October 30, 2026.

## Facts

- **Firm:** Main Street Research
- **Based in:** Lakeville, Connecticut
- **Fee model:** Percentage of assets
- **Fees (firm's website):** 1.25% a year on the first tier of assets managed
- **Works virtually:** Yes (firm's website)
- **Assets under management (firm):** $2.68B across 3,017 accounts
- **Specialties:** Estate & legacy planning, Family wealth transfer
- **Works with:** Multi-generational families
- **CRD:** 7397392 (https://adviserinfo.sec.gov/individual/summary/7397392)
- **SEC registration:** Investment adviser representative in CA, TX
- **Exams passed:** Series 65 (2021)
- **Firm size:** 24 employees
- **Disclosures:** None reported
- **Website:** http://www.ms-research.com

## Frequently asked questions

### Is Jacob Swartz a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: Jacob holds no broker registration, and Main Street Research reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does Jacob charge for financial advice?

Jacob charges a percentage of assets.

### How much does Jacob charge?

According to Main Street Research's website, checked October 30, 2026: 1.25% a year on the first tier of assets managed.

### Does Jacob work with clients virtually?

Yes. Main Street Research says on its website that it works with clients remotely.

### Where is Jacob Swartz based?

Jacob Swartz is based in Lakeville, Connecticut.

### What does Jacob specialize in?

Jacob's specialties include estate & legacy planning and family wealth transfer. Jacob works with multi-generational families.

### Is Jacob Swartz registered with the SEC?

Yes. Jacob Swartz is registered as an investment adviser representative in CA and TX (CRD 7397392), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does Main Street Research manage?

Main Street Research reports $2.68B across 3,017 accounts in assets under management.

### How do I contact Jacob Swartz?

Through Jacob's website, www.ms-research.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/7397392): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026
- The firm's website (https://ms-research.com/): specialties, clients served, and fees, checked October 30, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.