# Jacob Rothman

> Jacob Rothman is a fee-only financial advisor at Rothman Investment Management in Atascadero, California, who holds the CFP and CFA credentials. Rothman Investment Management reports charging a percentage of assets, hourly fees and fixed fees on its Form ADV.

Page: https://find.wellspent.co/advisors/jacob-rothman/
Built from SEC adviser records; last checked October 30, 2026.

## Facts

- **Firm:** Rothman Investment Management
- **Based in:** Atascadero, California
- **Fee model (firm's Form ADV):** Percentage of assets; Hourly; Fixed fees
- **Assets under management (firm):** $104.6M across 479 accounts
- **Credentials:** CFP, CFA
- **CRD:** 6399323 (https://adviserinfo.sec.gov/individual/summary/6399323)
- **SEC registration:** Investment adviser representative in CA, GA, MA, TX, WY
- **Firm size:** 4 employees
- **Disclosures:** None reported
- **Website:** https://www.rothmaninvest.com

## Frequently asked questions

### Is Jacob Rothman a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: Jacob holds no broker registration, and Rothman Investment Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does Jacob charge for financial advice?

Jacob's firm, Rothman Investment Management, reports charging a percentage of assets, hourly fees and fixed fees on its SEC Form ADV.

### Where is Jacob Rothman based?

Jacob Rothman is based in Atascadero, California.

### What credentials does Jacob Rothman hold?

Jacob Rothman holds the CFP and CFA credentials.

### Is Jacob Rothman registered with the SEC?

Yes. Jacob Rothman is registered as an investment adviser representative in CA, GA, MA, TX and WY (CRD 6399323), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does Rothman Investment Management manage?

Rothman Investment Management reports $104.6M across 479 accounts in assets under management.

### How do I contact Jacob Rothman?

Through Jacob's website, www.rothmaninvest.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/6399323): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.