# Ivan Rosa

> Ivan Rosa is a fee-only financial advisor at Optimist Capital in Palm Beach Gardens, Florida. Ivan focuses on retirement planning and estate & legacy planning. Optimist Capital reports charging a percentage of assets, hourly fees and fixed fees on its Form ADV.

Page: https://find.wellspent.co/advisors/ivan-rosa/
Built from SEC adviser records and the firm's website; last checked October 30, 2026.

## Facts

- **Firm:** Optimist Capital
- **Based in:** Palm Beach Gardens, Florida
- **Fee model (firm's Form ADV):** Percentage of assets; Hourly; Fixed fees
- **Assets under management (firm):** $96.7M across 70 accounts
- **Specialties:** Retirement planning, Estate & legacy planning
- **CRD:** 6720387 (https://adviserinfo.sec.gov/individual/summary/6720387)
- **SEC registration:** Investment adviser representative in FL
- **Exams passed:** Series 66 (2023)
- **Firm size:** 4 employees
- **Disclosures:** Reported; see the SEC record
- **Website:** https://www.optimistcap.com

## Frequently asked questions

### Is Ivan Rosa a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: Ivan holds no broker registration, and Optimist Capital reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does Ivan charge for financial advice?

Ivan's firm, Optimist Capital, reports charging a percentage of assets, hourly fees and fixed fees on its SEC Form ADV.

### Where is Ivan Rosa based?

Ivan Rosa is based in Palm Beach Gardens, Florida.

### What does Ivan specialize in?

Ivan's specialties include retirement planning and estate & legacy planning.

### Is Ivan Rosa registered with the SEC?

Yes. Ivan Rosa is registered as an investment adviser representative in FL (CRD 6720387), per SEC Investment Adviser Public Disclosure data as of October 29, 2026. The record lists disclosures; see the SEC record for details.

### How much does Optimist Capital manage?

Optimist Capital reports $96.7M across 70 accounts in assets under management.

### How do I contact Ivan Rosa?

Through Ivan's website, www.optimistcap.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/6720387): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026
- The firm's website (https://optimistcap.com/): specialties, clients served, and fees, checked October 30, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.