# Herbert Montgomery

> Herbert Montgomery is a fee-only financial advisor at The Montgomery Financial Group in Orleans, Massachusetts, who holds the CFP credential. Herbert charges hourly fees (no asset minimum) and focuses on small business owners.

Page: https://find.wellspent.co/advisors/herbert-montgomery/
Built from SEC adviser records and the firm's website; last checked October 30, 2026.

## Facts

- **Firm:** The Montgomery Financial Group
- **Based in:** Orleans, Massachusetts
- **Fee model:** Hourly
- **Fees (firm's website):** no asset minimum
- **Accepting new clients:** Yes (firm's website)
- **Assets under management (firm):** $48.3M across 247 accounts
- **Credentials:** CFP
- **Specialties:** Small business owners
- **CRD:** 4013578 (https://adviserinfo.sec.gov/individual/summary/4013578)
- **SEC registration:** Investment adviser representative in MA
- **Exams passed:** Series 63 (1999)
- **Firm size:** 4 employees
- **Disclosures:** None reported
- **Website:** http://www.themontgomeryfinancialgroup.com

## Frequently asked questions

### Is Herbert Montgomery a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: Herbert holds no broker registration, and The Montgomery Financial Group reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does Herbert charge for financial advice?

Herbert charges hourly fees.

### How much does Herbert charge?

According to The Montgomery Financial Group's website, checked October 30, 2026: no asset minimum.

### Where is Herbert Montgomery based?

Herbert Montgomery is based in Orleans, Massachusetts.

### What does Herbert specialize in?

Herbert's specialties include small business owners.

### What credentials does Herbert Montgomery hold?

Herbert Montgomery holds the CFP credential.

### Is Herbert Montgomery registered with the SEC?

Yes. Herbert Montgomery is registered as an investment adviser representative in MA (CRD 4013578), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does The Montgomery Financial Group manage?

The Montgomery Financial Group reports $48.3M across 247 accounts in assets under management.

### How do I contact Herbert Montgomery?

Through Herbert's website, www.themontgomeryfinancialgroup.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/4013578): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026
- The firm's website (https://themontgomeryfinancialgroup.com/): specialties, clients served, and fees, checked October 30, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.