# Henry Hien Phan

> Henry Hien Phan is a fee-only financial advisor at Kera Capital in San Jose, California. Henry Hien focuses on equity compensation, founders (pre-exit) and estate & legacy planning. Kera Capital reports charging a percentage of assets, hourly fees and fixed fees on its Form ADV.

Page: https://find.wellspent.co/advisors/henry-hien-phan/
Built from SEC adviser records and the firm's website; last checked October 30, 2026.

## Facts

- **Firm:** Kera Capital
- **Based in:** San Jose, California
- **Fee model (firm's Form ADV):** Percentage of assets; Hourly; Fixed fees
- **Assets under management (firm):** $1.36B across 1,045 accounts
- **Specialties:** Equity compensation, Founders (pre-exit), Estate & legacy planning, Family wealth transfer
- **Works with:** Founders, Executives
- **CRD:** 6906295 (https://adviserinfo.sec.gov/individual/summary/6906295)
- **SEC registration:** Investment adviser representative in CA, TX
- **Exams passed:** Series 65 (2021)
- **Firm size:** 13 employees
- **Disclosures:** None reported
- **Website:** https://www.keracapital.com

## Frequently asked questions

### Is Henry Hien Phan a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: Henry Hien holds no broker registration, and Kera Capital reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

### How does Henry Hien charge for financial advice?

Henry Hien's firm, Kera Capital, reports charging a percentage of assets, hourly fees and fixed fees on its SEC Form ADV.

### Where is Henry Hien Phan based?

Henry Hien Phan is based in San Jose, California.

### What does Henry Hien specialize in?

Henry Hien's specialties include equity compensation, founders (pre-exit), estate & legacy planning and family wealth transfer. Henry Hien works with founders and executives.

### Is Henry Hien Phan registered with the SEC?

Yes. Henry Hien Phan is registered as an investment adviser representative in CA and TX (CRD 6906295), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

### How much does Kera Capital manage?

Kera Capital reports $1.36B across 1,045 accounts in assets under management.

### How do I contact Henry Hien Phan?

Through Henry Hien's website, www.keracapital.com.

## Sources

- SEC adviser records (https://adviserinfo.sec.gov/individual/summary/6906295): the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure and Form ADV: registration, exams, and firm facts, data as of October 29, 2026
- The firm's website (https://www.keracapital.com/): specialties, clients served, and fees, checked October 30, 2026

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Source: Wellspent, the public graph of fee-only advisors (https://find.wellspent.co). No paid placement.